1 |
NAME OF REPORTING PERSON
Consonance Capital Management LP
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware USA
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
|
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6 |
SHARED VOTING POWER
6,135,638
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7 |
SOLE DISPOSITIVE POWER
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8 |
SHARED DISPOSITIVE POWER
6,135,638
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,135,638
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.24% - Based on 107,067,447 common shares per Prospectus Supplement No. 4, dated December 9, 2019 and filed December 10, 2019
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12 |
TYPE OF REPORTING PERSON
IA, PN
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1 |
NAME OF REPORTING PERSON
Consonance Capital Opportunity Fund Management LP
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware USA
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||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
|
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6 |
SHARED VOTING POWER
490,033
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7 |
SOLE DISPOSITIVE POWER
|
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8 |
SHARED DISPOSITIVE POWER
490,033
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9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
490,033
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
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11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.24% - Based on 107,067,447 common shares per Prospectus Supplement No. 4, dated December 9, 2019 and filed December 10, 2019
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12 |
TYPE OF REPORTING PERSON
IA, PN
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1 |
NAME OF REPORTING PERSON
Mitchell Blutt
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
|
|
6 |
SHARED VOTING POWER
6,625,671
|
||
7 |
SOLE DISPOSITIVE POWER
|
||
8 |
SHARED DISPOSITIVE POWER
6,625,671
|
||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,625,671
|
||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.48% - Based on 107,067,447 common shares per Prospectus Supplement No. 4, dated December 9, 2019 and filed December 10, 2019
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12 |
TYPE OF REPORTING PERSON
HC, IN
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1 |
NAME OF REPORTING PERSON
Consonance Capman GP LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
|
||
3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
|
|
6 |
SHARED VOTING POWER
6,625,671
|
||
7 |
SOLE DISPOSITIVE POWER
|
||
8 |
SHARED DISPOSITIVE POWER
6,625,671
|
||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,625,671
|
||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
[ ]
|
||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.48% - Based on 107,067,447 common shares per Prospectus Supplement No. 4, dated December 9, 2019 and filed December 10, 2019
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12 |
TYPE OF REPORTING PERSON
HC, OO
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ITEM 1(a). |
NAME OF ISSUER:
AURINIA PHARMACEUTICALS INC
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ITEM 1(b). |
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
#1203-4464 Markham Street
Victoria, British Columbia V8Z7X8 |
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ITEM 2(a). |
NAME OF PERSON FILING:
Consonance Capital Management LP
Consonance Capital Opportunity Fund Management LP Mitchell Blutt Consonance Capman GP LLC |
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ITEM 2(b). |
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
1370 Avenue of the Americas
Floor 33 New York, NY 10019 |
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ITEM 2(c). |
CITIZENSHIP:
Consonance Capital Management LP - Delaware USA
Consonance Capital Opportunity Fund Management LP - Delaware USA Mitchell Blutt - USA Consonance Capman GP LLC - Delaware USA |
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ITEM 2(d). |
TITLE OF CLASS OF SECURITIES:
Common stock, no par value per share
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ITEM 2(e). |
CUSIP NUMBER:
05156V102
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ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a)
[ ] |
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b)
[ ] |
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c)
[ ] |
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d)
[ ] |
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); | |
(e)
[X] |
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f)
[ ] |
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g)
[X] |
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h)
[ ] |
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i)
[ ] |
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j)
[ ] |
A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k)
[ ] |
Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: | |
ITEM 4. | OWNERSHIP | |
(a) Amount beneficially owned: | ||
Consonance Capital Management LP 6,135,638 Consonance Capital Opportunity Fund Management LP 490,033 Mitchell Blutt 6,625,671 Consonance Capman GP LLC 6,625,671 |
||
(b) Percent of class: | ||
Consonance Capital Management LP 3.24% Consonance Capital Opportunity Fund Management LP 0.24% Mitchell Blutt 3.48% Consonance Capman GP LLC 3.48% |
||
(c) Number of shares as to which the person has: | ||
(i) sole power to vote or to direct the vote: | ||
(ii) shared power to vote or to direct the vote: | ||
Consonance Capital Management LP 6,135,638 Consonance Capital Opportunity Fund Management LP 490,033 Mitchell Blutt 6,625,671 Consonance Capman GP LLC 6,625,671 |
||
(iii) sole power to dispose or direct the disposition of: | ||
(iv) shared power to dispose or to direct the disposition of: | ||
Consonance Capital Management LP 6,135,638 Consonance Capital Opportunity Fund Management LP 490,033 Mitchell Blutt 6,625,671 Consonance Capman GP LLC 6,625,671 |
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ITEM 5. |
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
[ ].
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ITEM 6. |
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
The ownership information in Item 4 is incorporated herein by reference.
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ITEM 7. |
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
Not applicable.
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ITEM 8. |
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable.
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ITEM 9. |
NOTICE OF DISSOLUTION OF GROUP:
Not applicable.
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ITEM 10. |
CERTIFICATION:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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February 14 2020 |
Consonance Capital Management LP
By:
/s/ Mitchell Blutt
Name:
Mitchell Blutt
Title:
Manager & Member
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February 14 2020 |
Consonance Capital Opportunity Fund Management LP
By:
/s/ Mitchell Blutt
Name:
Mitchell Blutt
Title:
Manager & Member
|
February 14 2020 |
Mitchell Blutt
By:
/s/ Mitchell Blutt
Name:
Mitchell Blutt
Title:
Manager & Member
|
February 14 2020 |
Consonance Capman GP LLC
By:
/s/ Mitchell Blutt
Name:
Mitchell Blutt
Title:
Manager & Member
|